SFC Licences of PARDOE Richard Ewart

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 10 July 2008 12 September 2015
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 06 June 2005 30 May 2008