SFC Licences of WALLACE Lee Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Structured Funds (Asia) Limited
RO 4 23 March 2007 01 August 2007
HSBC Securities (Asia) Limited
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司
RO 1 16 May 2006 18 November 2008
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司
HSBC Securities (Asia) Limited
RE 1 20 July 2005 16 May 2006
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RO 4, 7 02 September 2004 18 June 2005
Instinet Alpha Trading Limited 極訊香港有限公司
Instinet Pacific Limited 極訊亞太有限公司
RO 1 01 April 2003 18 June 2005
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RO 7 01 April 2003 03 November 2003