SFC Licences of SAM Shook Fung 沈淑芳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RO	1	02 April 2020
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	4	10 February 2020
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	17 March 2017	02 April 2020
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	17 October 2016	14 March 2017
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013	08 January 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	5	24 July 2013	08 January 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	24 July 2013	08 January 2016
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	08 January 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	14 September 2006	24 July 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	12 May 2006	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	12 May 2006	06 December 2010
Morgan Stanley Hong Kong Securities Limited	RE	1	02 May 2006	08 January 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	11 April 2006	08 January 2016
Quam Securities Limited 華富建業證券有限公司	RE	1	07 March 2006	16 March 2006
Virtu ITG Hong Kong Limited	RE	7	13 May 2003	12 September 2005
Virtu ITG Hong Kong Limited	RE	1	01 April 2003	12 September 2005
Virtu ITG Hong Kong Limited	RE	4	01 April 2003	13 May 2003
Virtu ITG Hong Kong Limited	RE	6	01 April 2003	13 May 2003
Virtu ITG Hong Kong Limited	RE	9	01 April 2003	13 May 2003
ITG Securities (Asia) Limited	RE	1	01 April 2003	25 April 2003
ITG Securities (Asia) Limited	RE	4	01 April 2003	25 April 2003
ITG Securities (Asia) Limited	RE	6	01 April 2003	25 April 2003
ITG Securities (Asia) Limited	RE	9	01 April 2003	25 April 2003