SFC Licences of WONG Wai Chow, Daren 王偉洲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wind Sabre Capital Limited 觀博資本有限公司 RO 9 10 November 2022
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 4 07 February 2020 31 December 2021
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 1 07 February 2020 31 December 2021
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 9 07 February 2020 31 December 2021
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 2 13 January 2020 31 December 2021
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 4 13 January 2020 07 February 2020
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 1 13 January 2020 07 February 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 5 04 March 2019 12 September 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 2 04 March 2019 12 September 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 15 January 2019 12 September 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 15 January 2019 12 September 2019
VTB Capital Hong Kong Limited RO 4 14 October 2016 03 January 2019
VTB Capital Hong Kong Limited RO 1 25 June 2014 03 January 2019
VTB Capital Hong Kong Limited RE 1 11 September 2012 25 June 2014
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 10 March 2010 10 January 2012
Morgan Stanley Hong Kong Futures Limited RE 7 10 March 2010 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 28 August 2007 10 January 2012
Morgan Stanley Hong Kong Futures Limited RE 2 28 August 2007 06 December 2010