SFC Licences of LO Patrick 盧培德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pine Star Asset Management Limited 高陞資產管理有限公司 RO 9 10 September 2018
Pine Star Asset Management Limited 高陞資產管理有限公司 RO 4 10 September 2018
Pine Star Asset Management Limited 高陞資產管理有限公司 RE 9 25 July 2018 10 September 2018
Mu Investment Management (Asia) Limited 金畂資產管理(亞洲)有限公司 RO 9 29 September 2014 20 July 2018
Redwood Investment Management (Asia) Limited 明豐資產管理(亞洲)有限公司 RO 9 05 December 2008 11 April 2014
Redwood Investment Management (Asia) Limited 明豐資產管理(亞洲)有限公司 RO 4 05 December 2008 11 April 2014
Merrill Lynch Futures (Hong Kong) Limited RE 2 16 February 2007 13 June 2008
Merrill Lynch Far East Limited RE 1 16 February 2007 13 June 2008
Merrill Lynch (Asia Pacific) Limited RE 1 13 July 2006 13 June 2008
FIL Investment Advisors RE 9 01 April 2003 02 June 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 01 April 2003 02 June 2006
FIL Investment Advisors RE 4 01 April 2003 02 June 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 01 April 2003 02 June 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 01 April 2003 19 October 2004
FIL Investment Advisors RE 6 01 April 2003 19 October 2004
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 6 01 April 2003 19 October 2004