SFC Licences of TAI Chi Ching 戴吉慶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 17 July 2018 31 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 17 July 2018 31 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 9 13 February 2017 31 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 13 February 2017 31 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 31 December 2021
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RO 2 26 September 2016 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 1 26 September 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 9 30 September 2014 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 11 October 2013 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 28 May 2013 11 October 2013
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 2 10 January 2012 31 March 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 31 October 2011 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 17 August 2011 31 October 2011
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RO 4 21 July 2010 05 August 2011
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RO 1 21 July 2010 05 August 2011
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RE 4 28 May 2010 21 July 2010
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RE 1 28 May 2010 21 July 2010
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 2 21 January 2005 10 May 2010
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 6 01 April 2003 10 May 2010
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 1 01 April 2003 10 May 2010
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 4 01 April 2003 10 May 2010
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 9 01 April 2003 20 January 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 7 01 April 2003 20 January 2005