SFC Licences of TANG Wai Yan 鄧惠因
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 31 May 2005 | 15 February 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 31 May 2005 | 15 February 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 20 July 2004 | 20 May 2005 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 01 April 2003 | 09 July 2004 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 6 | 01 April 2003 | 09 July 2004 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 9 | 01 April 2003 | 21 July 2003 |