SFC Licences of LUI Cho Mau, Korman 雷祖謀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 3 08 April 2022 12 January 2023
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 2 08 April 2022 12 January 2023
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 1 08 April 2022 12 January 2023
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 3 16 March 2022 08 April 2022
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 2 16 March 2022 08 April 2022
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 1 16 March 2022 08 April 2022
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 2 15 February 2018 28 February 2020
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 1 15 February 2018 28 February 2020
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 3 02 March 2016 27 March 2020
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 2 02 March 2016 15 February 2018
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 1 02 March 2016 15 February 2018
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 3 29 December 2014 01 March 2016
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 29 December 2014 01 March 2016
Success Securities Limited 實德證券有限公司 RE 1 29 December 2014 01 March 2016
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 14 November 2014 18 November 2014
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 14 November 2014 18 November 2014
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RO 3 03 April 2013 29 August 2014
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 3 07 October 2011 03 April 2013
Celestial Securities Limited 時富證券有限公司 RE 1 08 March 2007 01 September 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 28 May 2004 01 September 2011
Celestial Securities Limited 時富證券有限公司 RE 3 23 March 2004 01 September 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 10 November 2003 05 February 2004
Peace Town Forex Limited 平和外匯有限公司 RE 3 01 April 2003 03 November 2003