SFC Licences of CHAN Pui Ming 陳佩明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Halcyon Capital Limited 鎧盛資本有限公司 | RO | 6 | 17 July 2013 | |
| Halcyon Capital Limited 鎧盛資本有限公司 | RE | 6 | 24 May 2013 | 17 July 2013 |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 1 | 24 May 2013 | |
| Optima Capital Limited 創越融資有限公司 | RO | 6 | 01 September 2008 | 28 March 2013 |
| Optima Capital Limited 創越融資有限公司 | RE | 4 | 25 August 2008 | 28 March 2013 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 25 August 2008 | 28 March 2013 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 03 July 2008 | 01 September 2008 |
| Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 01 April 2003 | 12 June 2008 |