SFC Licences of TSOI Kap 蔡革
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 4 | 31 July 2020 | |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 31 July 2020 | |
| Luen Fat Futures (H.K.) Limited 聯發期貨(香港)有限公司 | RE | 2 | 03 December 2010 | 15 May 2013 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RO | 4 | 08 November 2007 | 31 July 2020 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RO | 1 | 08 November 2007 | 31 July 2020 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 4 | 05 October 2007 | 08 November 2007 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 05 October 2007 | 08 November 2007 |
| Open Securities Limited 開盤證券有限公司 | RO | 4 | 09 January 2006 | 07 September 2007 |
| Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 09 January 2006 | 07 September 2007 |
| Open Securities Limited 開盤證券有限公司 | RO | 1 | 13 September 2005 | 07 September 2007 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 16 September 2003 | 13 September 2005 |
| Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 1 | 05 May 2003 | 17 July 2003 |