SFC Licences of WAN Lui, Wendy 溫蕾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 | RO | 2 | 27 October 2022 | |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 | RE | 2 | 20 June 2019 | 27 October 2022 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 | RO | 1 | 01 November 2018 | |
| Cathaysia Securities Limited 華夏證券有限公司 | RO | 1 | 14 February 2017 | 12 February 2018 |
| China Finance KAB Limited 中金三甲證券有限公司 | RO | 1 | 06 April 2016 | 16 January 2017 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 16 August 2013 | 06 April 2016 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 28 January 2010 | 31 July 2013 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 06 January 2005 | 26 January 2010 |