SFC Licences of LO Nim Chi 羅念慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RE | 4, 9 | 01 January 2019 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 |
RE | 4, 9 | 29 November 2012 | 31 December 2018 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | 4, 9 | 27 October 2010 | 31 July 2012 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | 4, 5, 9 | 05 May 2009 | 06 August 2010 |