SFC Licences of LO Nim Chi 羅念慈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司
RE 4, 9 01 January 2019
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司
RE 4, 9 29 November 2012 31 December 2018
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司
RO 4, 9 27 October 2010 31 July 2012
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 4, 5, 9 05 May 2009 06 August 2010