SFC Licences of AU Wing Ting 歐永定

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	17 June 2022	23 February 2024
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	17 June 2022	23 February 2024
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	4	04 July 2006	01 March 2022
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	5	01 July 2006	01 March 2022
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	2	01 July 2006	01 March 2022
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	1	01 July 2006	01 March 2022
FT Securities Limited 富通證券有限公司	RE	5	30 September 2005	17 June 2006
FT Securities Limited 富通證券有限公司	RE	2	30 September 2005	17 June 2006
FT Securities Limited 富通證券有限公司	RE	1	01 April 2003	17 June 2006
Jefferies Bache (Hong Kong) Limited	RE	2	01 April 2003	04 October 2005
Jefferies Bache (Hong Kong) Limited	RE	9	01 April 2003	17 May 2004
FT Securities Limited 富通證券有限公司	RE	4	01 April 2003	17 May 2004
Jefferies Bache (Hong Kong) Limited	RE	5	01 April 2003	17 May 2004
FT Securities Limited 富通證券有限公司	RE	9	01 April 2003	17 May 2004
FT Securities Limited 富通證券有限公司	RE	6	01 April 2003	17 May 2004