SFC Licences of YIM Man Leong, Francis 嚴文亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 07 September 2012 | 14 September 2013 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 07 September 2012 | 14 September 2013 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 07 September 2012 | 14 September 2013 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 07 September 2012 | 14 September 2013 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 11 January 2011 | 21 April 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 11 January 2011 | 21 April 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 11 January 2011 | 21 April 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 21 January 2010 | 24 December 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 September 2009 | 24 December 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 September 2009 | 24 December 2010 |