SFC Licences of KWOK Ping 郭蘋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RO 4 31 October 2012
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RO 1 31 October 2012
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 9 08 July 2008 30 December 2019
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 29 February 2008 31 October 2012
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 18 January 2008 31 October 2012
Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 RE 9 10 August 2006 22 November 2007
Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 RE 1 10 August 2006 22 November 2007
Standard Life Investments (Asia) Limited RE 9 10 August 2006 22 November 2007
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 27 January 2005 04 August 2006
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 01 April 2003 04 August 2006
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 9 01 April 2003 04 August 2006
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 5 01 April 2003 27 January 2005