SFC Licences of CHAN Tung Yuen 陳東遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Quam Capital Limited 華富建業企業融資有限公司	RO	6	04 August 2020
Quam Capital Limited 華富建業企業融資有限公司	RO	1	04 August 2020
Quam Capital Limited 華富建業企業融資有限公司	RE	6	19 May 2020	04 August 2020
Quam Capital Limited 華富建業企業融資有限公司	RE	1	19 May 2020	04 August 2020
Mason Securities Limited 茂宸證券有限公司	RO	1	17 July 2018	20 April 2020
Mason Global Capital Limited 茂宸環球資本有限公司	RO	6	15 May 2018	20 April 2020
Mason Securities Limited 茂宸證券有限公司	RE	1	26 February 2018	17 July 2018
Mason Securities Limited 茂宸證券有限公司	RE	6	22 January 2018	15 June 2018
ABCI Capital Limited 農銀國際融資有限公司	RO	6	18 July 2014	25 December 2017
ABCI Capital Limited 農銀國際融資有限公司	RO	1	18 July 2014	25 December 2017
ABCI Capital Limited 農銀國際融資有限公司	RE	6	26 May 2014	18 July 2014
ABCI Capital Limited 農銀國際融資有限公司	RE	1	26 May 2014	18 July 2014
RHB Capital Hong Kong Limited 興業金融融資有限公司	RO	1	21 February 2012	09 May 2014
RHB Capital Hong Kong Limited 興業金融融資有限公司	RO	6	19 October 2011	09 May 2014
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	13 July 2011	19 October 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	6	06 November 2007	13 June 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	25 September 2007	06 November 2007
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司	RE	6	23 November 2004	15 August 2007
Platinum Securities Company Limited 百德能證券有限公司	RO	6	21 September 2004	16 November 2004
Platinum Securities Company Limited 百德能證券有限公司	RE	6	28 June 2004	21 September 2004
SG Asset Finance (Hong Kong) Limited	RO	6	01 April 2003	12 May 2003