SFC Licences of MORTON Peter Douglas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RO | 4 | 27 February 2023 | |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RO | 9 | 12 November 2019 | |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 6 | 27 April 2017 | 12 November 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 1 | 27 April 2017 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 19 May 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 9 | 01 April 2003 | 26 November 2003 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2003 | 26 November 2003 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2003 | 26 November 2003 |