SFC Licences of CHU Tat Hoi 朱達凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital 9 Limited 第九資本有限公司 RO 6 16 July 2020
Celestial Capital Limited 時富融資有限公司 RO 6 03 September 2019 29 February 2020
Celestial Capital Limited 時富融資有限公司 RO 1 03 September 2019 29 February 2020
OnePlatform Securities Limited 環一證券有限公司 RE 1 01 February 2016 02 March 2018
Convoy Capital Hong Kong Limited 康宏資本香港有限公司 RO 1 15 September 2015 02 March 2018
Convoy Capital Hong Kong Limited 康宏資本香港有限公司 RO 6 14 April 2015 02 March 2018
Convoy Capital Hong Kong Limited 康宏資本香港有限公司 RE 6 11 February 2015 14 April 2015
Kingsway SW Asset Management Limited 滙富資產管理有限公司 RO 6 03 January 2011 30 September 2011
Kingsway Capital Limited 滙富融資有限公司 RO 1 14 August 2008 17 January 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 1 17 April 2008 17 January 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 6 06 March 2006 30 June 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 03 March 2006 17 April 2008
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 03 March 2006 06 March 2006
Kingsway Capital Limited 滙富融資有限公司 RO 6 05 September 2003 17 January 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 05 September 2003 05 September 2003
Kingsway Capital Limited 滙富融資有限公司 RE 6 01 April 2003 05 September 2003
Kingsway Capital Limited 滙富融資有限公司 RE 4 01 April 2003 27 August 2003
Kingsway Capital Limited 滙富融資有限公司 RE 9 01 April 2003 27 August 2003