SFC Licences of CHAN Tit Leung, Sunny 陳鐵樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lego Securities Limited 力高證券有限公司 RO 1 13 May 2021
Lego Corporate Finance Limited 力高企業融資有限公司 RO 6 13 May 2021
Lego Securities Limited 力高證券有限公司 RE 1 11 March 2021 13 May 2021
Lego Corporate Finance Limited 力高企業融資有限公司 RE 6 11 March 2021 13 May 2021
Sunfund Securities Limited 東皓證券有限公司 RO 4 02 April 2020 09 February 2021
Sunfund Securities Limited 東皓證券有限公司 RO 1 02 April 2020 09 February 2021
Sunfund Capital Limited 東皓資本有限公司 RO 6 10 October 2019 09 February 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 4 12 April 2018 16 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 12 April 2018 16 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 20 May 2016 16 September 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 13 March 2014 12 April 2018
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 13 March 2014 12 April 2018
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 13 March 2014 20 May 2016
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 23 February 2004 14 June 2005
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 23 February 2004 14 June 2005
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 01 April 2003 23 February 2004
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 01 April 2003 23 February 2004
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 01 April 2003 04 December 2003
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 9 01 April 2003 04 December 2003