SFC Licences of LAMBAH Ravi Mahinder

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 14 June 2007 22 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 14 June 2007 22 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 14 June 2007 22 June 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 14 April 2005 03 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 April 2005 03 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 April 2005 03 April 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 February 2005