SFC Licences of LEE Ho Cheung 李浩彰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Alpha Asset Management (HK) Limited 首盛資產管理(香港)有限公司 | RO | 9 | 06 November 2020 | |
Alpha Asset Management (HK) Limited 首盛資產管理(香港)有限公司 | RO | 4 | 06 November 2020 | |
Ample Capital Limited 豐盛融資有限公司 | RO | 9 | 25 April 2017 | 31 October 2020 |
Ample Capital Limited 豐盛融資有限公司 | RO | 4 | 25 April 2017 | 31 October 2020 |
HSBC Securities (Asia) Limited | RE | 4 | 10 May 2005 | 12 November 2005 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 06 May 2005 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 03 March 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 03 March 2004 |