SFC Licences of ELLIS Carolyn K Mark 麥嘉蓮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital International, Inc. RE 1 28 August 2017
Capital International, Inc. RE 9 02 July 2014
Capital Research Company RE 9 27 August 2008 02 July 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 16 October 2003 02 February 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 02 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 02 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 08 October 2003