SFC Licences of ELLIS Carolyn K Mark 麥嘉蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital International, Inc. | RE | 1 | 28 August 2017 | |
Capital International, Inc. | RE | 9 | 02 July 2014 | |
Capital Research Company | RE | 9 | 27 August 2008 | 02 July 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 16 October 2003 | 02 February 2007 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 October 2003 | 02 February 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 02 February 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 08 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 08 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 08 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 08 October 2003 |