SFC Licences of WONG Kwok Wai, William 黃國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 24 March 2020 | 24 April 2020 |
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 | RE | 4 | 24 May 2017 | 16 April 2020 |
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RE | 4 | 07 October 2011 | 05 July 2016 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 18 September 2006 | 29 June 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 21 June 2005 | 11 September 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 June 2005 | 11 September 2006 |
First Asia Finance Group Limited 第一亞洲金融集團有限公司 | RO | 6 | 11 June 2003 | 26 October 2004 |
First Asia Finance Group Limited 第一亞洲金融集團有限公司 | RO | 1 | 11 June 2003 | 26 October 2004 |
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 | RE | 6 | 01 April 2003 | 17 April 2003 |