SFC Licences of WONG Kwok Wai, William 黃國威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Securities Limited 浦銀國際證券有限公司 RE 4 24 March 2020 24 April 2020
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RE 4 24 May 2017 16 April 2020
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 RE 4 07 October 2011 05 July 2016
BOCI Research Limited 中銀國際研究有限公司 RE 4 18 September 2006 29 June 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 21 June 2005 11 September 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 June 2005 11 September 2006
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 6 11 June 2003 26 October 2004
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 1 11 June 2003 26 October 2004
Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 RE 6 01 April 2003 17 April 2003