SFC Licences of MALHOTRA Ashish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 4 | 28 December 2012 | 09 April 2013 |
| Merrill Lynch Far East Limited | RO | 1 | 28 December 2012 | 09 April 2013 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 28 December 2012 | 09 April 2013 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 28 December 2012 | 09 April 2013 |
| Merrill Lynch Far East Limited | RE | 6 | 18 April 2012 | 09 April 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 18 April 2012 | 09 April 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 18 April 2012 | 28 December 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 18 April 2012 | 28 December 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 April 2012 | 28 December 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 March 2004 | 28 December 2012 |