SFC Licences of LAM Ka Man, Karvan 林嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 1 06 June 2016
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 26 October 2005 06 June 2016
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 12 July 2004 31 August 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 12 July 2004 04 February 2005
ETRADE Securities Limited 億創證券有限公司 RE 1 01 April 2003 17 June 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 01 April 2003 17 June 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 01 April 2003 17 June 2004
ETRADE Securities Limited 億創證券有限公司 RE 4 01 April 2003 17 June 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 9 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 7 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 6 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 9 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 7 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 6 01 April 2003 05 January 2004