SFC Licences of AU Chi Wa 歐志華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huaxin Futures Limited 華信期貨有限公司 | RO | 2 | 09 June 2020 | 02 December 2020 |
| Huaxin Futures Limited 華信期貨有限公司 | RE | 2 | 22 April 2020 | 09 June 2020 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 | RE | 5 | 04 March 2020 | 17 April 2020 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 | RE | 2 | 02 March 2020 | 17 April 2020 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 January 2004 | 06 February 2020 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 06 February 2020 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 02 January 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 02 January 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 02 January 2004 |