SFC Licences of SIM Choon 沈俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 10 January 2014 | 28 April 2017 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 January 2014 | 28 April 2017 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RO | 6 | 22 September 2009 | 03 July 2012 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RO | 1 | 22 September 2009 | 03 July 2012 |
| Macquarie Corporate (Hong Kong) Limited | RO | 6 | 20 November 2006 | 02 December 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 20 November 2006 | 02 December 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 20 November 2006 | 02 December 2008 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 27 June 2005 | 20 November 2006 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 27 June 2005 | 20 November 2006 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 27 June 2005 | 20 November 2006 |