SFC Licences of CHAU Kon Wang 周幹弘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 1 29 July 2016
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 26 November 2015
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 09 November 2015 29 July 2016
Genting Securities Limited RO 1 10 February 2015 30 October 2015
Genting Securities Limited RE 1 28 August 2012 10 February 2015
CVP Securities Limited 星火證券有限公司 RE 1 07 November 2011 15 August 2012
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 1 29 February 2008 25 October 2011
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 09 March 2006 15 February 2008
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 1 26 September 2005 25 February 2006
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 18 March 2004 26 September 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 16 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 27 February 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 27 February 2004