SFC Licences of SUN Timothy 孫德懋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 28 May 2015 | 13 July 2017 |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 30 November 2011 | 04 April 2013 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 21 January 2011 | 30 November 2011 |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 13 May 2010 | 07 January 2011 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 15 August 2008 | 13 May 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 27 February 2004 | 03 March 2006 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 15 October 2003 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 15 October 2003 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 15 October 2003 |