SFC Licences of TO Christine Oi Yan 杜愛茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 31 May 2010 | 30 June 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 31 May 2010 | 30 June 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 May 2010 | 30 June 2010 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 15 January 2004 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 05 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 05 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 05 December 2003 |