SFC Licences of LAI Siu Ha 黎少霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aesop Asset Management Limited 晉灃資產管理有限公司 RO 9 24 February 2023
Aesop Asset Management Limited 晉灃資產管理有限公司 RO 4 24 February 2023
Aesop Asset Management Limited 晉灃資產管理有限公司 RE 9 03 February 2023 24 February 2023
Aesop Asset Management Limited 晉灃資產管理有限公司 RE 4 03 February 2023 24 February 2023
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RO 4 19 August 2021 30 November 2022
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RE 9 11 May 2010 09 June 2021
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 RE 4 06 May 2010 19 August 2021
CCB International Securities Limited 建銀國際證券有限公司 RE 4 08 October 2009 16 April 2010
CCB International Securities Limited 建銀國際證券有限公司 RO 4 09 May 2006 08 October 2009
CCB International Securities Limited 建銀國際證券有限公司 RE 4 12 October 2005 09 May 2006
CCB International Capital Limited 建銀國際金融有限公司 RE 1 26 August 2005 25 October 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 22 July 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 28 June 2004