SFC Licences of SUN Yat Ming, Ray 辛一鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 14 December 2011 03 April 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 14 December 2011 03 April 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 14 December 2011 03 April 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 14 December 2011 03 April 2012
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 14 December 2011 03 April 2012
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 9 31 March 2011 30 June 2011
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 5 29 May 2009 30 June 2011
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 4 29 May 2009 30 June 2011
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 2 08 May 2008 30 June 2011
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RO 1 30 January 2008 30 June 2011