SFC Licences of SUN Yat Ming, Ray 辛一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 14 December 2011 | 03 April 2012 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 December 2011 | 03 April 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 14 December 2011 | 03 April 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 December 2011 | 03 April 2012 |
Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 14 December 2011 | 03 April 2012 |
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 9 | 31 March 2011 | 30 June 2011 |
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 5 | 29 May 2009 | 30 June 2011 |
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 4 | 29 May 2009 | 30 June 2011 |
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 2 | 08 May 2008 | 30 June 2011 |
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RO | 1 | 30 January 2008 | 30 June 2011 |