SFC Licences of BHATT Jay Hemant

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RO	9	08 June 2023
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RO	4	08 June 2023
Money Concepts Asset Management Limited 美國萬利資產管理有限公司	RO	1	08 June 2023
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RO	9	08 June 2023
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RO	4	08 June 2023
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司	RO	1	08 June 2023
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	9	17 June 2022	12 April 2023
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	4	17 June 2022	12 April 2023
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司	RE	1	17 June 2022	12 April 2023
Arta Asset Management Limited 裕承資產管理有限公司	RO	9	21 September 2020	29 December 2021
Arta Asset Management Limited 裕承資產管理有限公司	RO	4	21 September 2020	29 December 2021
Arta Asset Management Limited 裕承資產管理有限公司	RO	1	21 September 2020	29 December 2021
Arta Asset Management Limited 裕承資產管理有限公司	RE	9	02 September 2020	21 September 2020
Arta Asset Management Limited 裕承資產管理有限公司	RE	4	02 September 2020	21 September 2020
Arta Asset Management Limited 裕承資產管理有限公司	RE	1	02 September 2020	21 September 2020
Admiralty Harbour Capital Limited 鐘港資本有限公司	RO	9	11 January 2017	31 March 2019
Admiralty Harbour Capital Limited 鐘港資本有限公司	RO	4	11 January 2017	31 March 2019
Admiralty Harbour Capital Limited 鐘港資本有限公司	RO	1	11 January 2017	31 March 2019
Finet Securities Limited 財華證券有限公司	RO	9	17 December 2015	06 July 2016
Finet Securities Limited 財華證券有限公司	RO	4	17 December 2015	06 July 2016
China Finance Holdings Limited 中港金融證券有限公司	RO	1	26 May 2015	06 July 2016
Finet Securities Limited 財華證券有限公司	RO	1	26 May 2015	06 July 2016
China Finance Holdings Limited 中港金融證券有限公司	RE	1	08 May 2015	26 May 2015
Finet Securities Limited 財華證券有限公司	RE	1	08 May 2015	26 May 2015
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RO	4	26 November 2013	04 May 2015
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RO	9	23 September 2013	04 May 2015
Chelsea Securities Limited 昭海金融證券有限公司	RO	9	22 September 2011	28 May 2012
Chelsea Securities Limited 昭海金融證券有限公司	RO	4	22 September 2011	28 May 2012
Chelsea Securities Limited 昭海金融證券有限公司	RO	1	22 September 2011	28 May 2012
Chelsea Securities Limited 昭海金融證券有限公司	RE	9	14 January 2011	22 September 2011
Chelsea Securities Limited 昭海金融證券有限公司	RE	4	14 January 2011	22 September 2011
Chelsea Securities Limited 昭海金融證券有限公司	RE	1	14 January 2011	22 September 2011
Quam Securities Limited 華富建業證券有限公司	RE	9	17 May 2010	10 January 2011
Quam Securities Limited 華富建業證券有限公司	RE	4	17 May 2010	10 January 2011
Quam Securities Limited 華富建業證券有限公司	RE	1	17 May 2010	10 January 2011
Anglo Chinese Securities, Limited 英高證券有限公司	RE	1	26 May 2006	01 June 2008
Anglo Chinese Securities, Limited 英高證券有限公司	RE	9	20 July 2005	01 June 2008
Anglo Chinese Securities, Limited 英高證券有限公司	RE	4	20 July 2005	01 June 2008
CLSA Research Limited 里昂證券投資研究有限公司	RE	4	01 April 2003	10 May 2004