SFC Licences of WONG Ho Ki, Nick 黃灝基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Global Markets Limited 招銀國際環球市場有限公司	RE	1	16 July 2019	07 February 2022
CMB International Securities Limited 招銀國際證券有限公司	RE	1	01 April 2019
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	01 April 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	15 August 2017	07 February 2018
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	15 August 2017	07 February 2018
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RE	2	12 October 2016	10 March 2017
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	1	12 October 2016	10 March 2017
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	23 April 2004	07 June 2007
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	01 April 2003	08 September 2016
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	01 April 2003	08 September 2016
Haitong International Futures Limited 海通國際期貨有限公司	RE	7	01 April 2003	06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司	RE	5	01 April 2003	06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	01 April 2003	06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司	RE	9	01 April 2003	06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	7	01 April 2003	29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	6	01 April 2003	29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	9	01 April 2003	29 September 2003