SFC Licences of CHAN Cheuk Yu, Stephen 陳卓宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Wealth Securities Limited 國新證券有限公司
RO 1 19 October 2020
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司
RE 1 02 November 2006 01 March 2008
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司
RE 2 09 April 2013 01 February 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 09 April 2013 01 February 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 13 March 2009 03 April 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 13 March 2008 03 April 2013