SFC Licences of CHAN Cheuk Yu, Stephen 陳卓宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino Wealth Securities Limited 國新證券有限公司 | RO | 1 | 19 October 2020 | |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 09 April 2013 | 01 February 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 09 April 2013 | 01 February 2017 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 13 March 2009 | 03 April 2013 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 13 March 2008 | 03 April 2013 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 02 November 2006 | 01 March 2008 |