SFC Licences of STUART Shane Vivian Julian

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellchamp Capital Limited 宏昌資本有限公司 RO 9 20 September 2011
Wharton Investment Advisors Limited RO 9 10 October 2007 31 March 2009
Wharton Investment Advisors Limited RO 4 10 October 2007 31 March 2009
Wharton Investment Advisors Limited RE 9 21 September 2007 10 October 2007
Wharton Investment Advisors Limited RE 4 21 September 2007 10 October 2007
Wellchamp Capital Limited 宏昌資本有限公司 RO 9 30 June 2006 31 July 2007
Wellchamp Capital Limited 宏昌資本有限公司 RO 4 22 March 2005 31 July 2007
Wellchamp Capital Limited 宏昌資本有限公司 RO 9 22 March 2005 22 December 2005
Wellchamp Capital Limited 宏昌資本有限公司 RE 9 01 April 2003 22 March 2005
Wellchamp Capital Limited 宏昌資本有限公司 RE 4 01 April 2003 22 March 2005
Wellchamp Capital Limited 宏昌資本有限公司 RE 6 01 April 2003 23 February 2005