SFC Licences of STUART Shane Vivian Julian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellchamp Capital Limited 宏昌資本有限公司 | RO | 9 | 20 September 2011 | |
Wharton Investment Advisors Limited | RO | 9 | 10 October 2007 | 31 March 2009 |
Wharton Investment Advisors Limited | RO | 4 | 10 October 2007 | 31 March 2009 |
Wharton Investment Advisors Limited | RE | 9 | 21 September 2007 | 10 October 2007 |
Wharton Investment Advisors Limited | RE | 4 | 21 September 2007 | 10 October 2007 |
Wellchamp Capital Limited 宏昌資本有限公司 | RO | 9 | 30 June 2006 | 31 July 2007 |
Wellchamp Capital Limited 宏昌資本有限公司 | RO | 4 | 22 March 2005 | 31 July 2007 |
Wellchamp Capital Limited 宏昌資本有限公司 | RO | 9 | 22 March 2005 | 22 December 2005 |
Wellchamp Capital Limited 宏昌資本有限公司 | RE | 9 | 01 April 2003 | 22 March 2005 |
Wellchamp Capital Limited 宏昌資本有限公司 | RE | 4 | 01 April 2003 | 22 March 2005 |
Wellchamp Capital Limited 宏昌資本有限公司 | RE | 6 | 01 April 2003 | 23 February 2005 |