SFC Licences of CHAN Chi Ho, Ron 陳志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 04 October 2019 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 1 | 04 October 2019 | ||
| J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 30 November 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 30 November 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 18 June 2014 | 30 November 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 18 June 2014 | 30 November 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 18 June 2014 | 20 September 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 18 June 2014 | 20 September 2016 |
| Octuple (Hong Kong) Limited | RO | 9 | 16 February 2012 | 30 May 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 March 2007 | 04 August 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 March 2007 | 04 August 2010 |