SFC Licences of CHAI Denise Sara 蔡龍姬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 August 2016 | 05 August 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2016 | 05 August 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 October 2014 | 16 October 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 October 2014 | 16 October 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 September 2010 | 01 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 July 2005 | 01 August 2011 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 4 | 01 April 2003 | 08 June 2005 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 1 | 01 April 2003 | 08 June 2005 |