SFC Licences of LUN Sheung Nim 藺常念
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GEO Securities Limited 智易東方證券有限公司 | RO | 9 | 21 March 2018 | |
GEO Securities Limited 智易東方證券有限公司 | RO | 4 | 07 May 2014 | |
GEO Securities Limited 智易東方證券有限公司 | RO | 1 | 23 July 2013 | |
Brilliant Norton Securities Company Limited 億聲證券有限公司 | RO | 4 | 01 December 2011 | 31 January 2013 |
Brilliant Norton Securities Company Limited 億聲證券有限公司 | RO | 1 | 01 December 2011 | 31 January 2013 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 4 | 18 May 2010 | 01 April 2011 |
Fulbright Futures Limited 富昌期貨有限公司 | RO | 2 | 29 April 2009 | 01 April 2011 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 02 February 2006 | 29 April 2009 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 1 | 01 April 2003 | 01 April 2011 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 7 | 01 April 2003 | 30 November 2004 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 6 | 01 April 2003 | 30 November 2004 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 9 | 01 April 2003 | 30 November 2004 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 4 | 01 April 2003 | 30 November 2004 |