SFC Licences of COX Carrie Bigelow
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 28 March 2011 | 14 January 2013 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 15 April 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 15 April 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 15 April 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 15 April 2004 |