SFC Licences of MAR Johnson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 29 December 2008 | 30 August 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 11 November 2008 | 30 August 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 11 November 2008 | 30 August 2012 |
Lehman Brothers Futures Asia Limited | RE | 2 | 26 September 2006 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 1 | 01 April 2003 | 29 September 2008 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RO | 1 | 01 April 2003 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 7 | 01 April 2003 | 01 September 2003 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RO | 7 | 01 April 2003 | 01 September 2003 |