SFC Licences of LACEY Robert William Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 4 | 06 November 2019 | 02 September 2021 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 06 November 2019 | 02 September 2021 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 01 November 2018 | 06 November 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 01 November 2018 | 06 November 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 June 2007 | 16 July 2007 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 01 April 2003 | 27 June 2003 |