SFC Licences of LEUNG Tat Pui 梁達培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 09 March 2017 23 September 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 09 March 2017 23 September 2023
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 05 July 2016 04 January 2017
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 05 July 2016 04 January 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 18 August 2010 21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 18 August 2010 21 January 2016
Merrill Lynch Far East Limited RE 1 23 April 2005 12 May 2010
Merrill Lynch Futures (Hong Kong) Limited RE 2 11 June 2004 12 May 2010
Merrill Lynch (Asia Pacific) Limited RE 1 11 June 2004 12 May 2010
J.P. Morgan Broking (Hong Kong) Limited RE 5 06 December 2003 17 May 2004
J.P. Morgan Broking (Hong Kong) Limited RE 2 06 December 2003 17 May 2004
J.P. Morgan Broking (Hong Kong) Limited RE 4 01 April 2003 17 May 2004
J.P. Morgan Broking (Hong Kong) Limited RE 1 01 April 2003 17 May 2004
J.P. Morgan Futures Hong Kong Limited RE 5 01 April 2003 06 December 2003
J.P. Morgan Futures Hong Kong Limited RE 2 01 April 2003 06 December 2003
J.P. Morgan Futures Hong Kong Limited RE 9 01 April 2003 03 December 2003
J.P. Morgan Futures Hong Kong Limited RE 7 01 April 2003 03 December 2003
J.P. Morgan Broking (Hong Kong) Limited RE 9 01 April 2003 02 December 2003
J.P. Morgan Broking (Hong Kong) Limited RE 7 01 April 2003 02 December 2003
J.P. Morgan Broking (Hong Kong) Limited RE 6 01 April 2003 02 December 2003