SFC Licences of SCHULTE Paul Louis Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aletheia Analyst Network Limited RE 4 24 April 2013 31 August 2018
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 20 August 2012 31 August 2012
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 20 August 2012 31 August 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 4 19 October 2010 02 April 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 25 June 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 06 July 2007 29 September 2008