SFC Licences of SCHULTE Paul Louis Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aletheia Analyst Network Limited | RE | 4 | 24 April 2013 | 31 August 2018 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 20 August 2012 | 31 August 2012 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 20 August 2012 | 31 August 2012 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 19 October 2010 | 02 April 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 25 June 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 06 July 2007 | 29 September 2008 |