SFC Licences of LEE Man Fat, Samuel 李萬發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 16 July 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 December 2009 | 16 July 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 14 December 2009 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 14 December 2009 | 31 August 2013 |
UBS Derivatives Hong Kong Limited | RE | 2 | 03 December 2004 | 05 September 2009 |
UBS Securities Asia Limited | RE | 2 | 03 December 2004 | 05 September 2009 |
UBS Securities Asia Limited | RE | 1 | 03 December 2004 | 05 September 2009 |
UBS Securities Hong Kong Limited | RE | 1 | 03 December 2004 | 05 September 2009 |
ABN AMRO Clearing Hong Kong Limited | RE | 7 | 01 April 2003 | 05 November 2004 |
ABN AMRO Clearing Hong Kong Limited | RE | 4 | 01 April 2003 | 05 November 2004 |
ABN AMRO (Hong Kong) Limited | RE | 1 | 01 April 2003 | 05 November 2004 |
ABN AMRO (Hong Kong) Limited | RE | 4 | 01 April 2003 | 05 November 2004 |
ABN AMRO Clearing Hong Kong Limited | RE | 1 | 01 April 2003 | 05 November 2004 |