SFC Licences of CHAN Chau Ling, Daisy 陳秋齡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 27 February 2009 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 11 August 2006 | 18 February 2009 |
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RE | 1 | 01 April 2003 | 31 July 2006 |
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RE | 4 | 01 April 2003 | 03 March 2006 |
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 February 2006 |
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RE | 7 | 01 April 2003 | 03 September 2004 |
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RE | 9 | 01 April 2003 | 03 September 2004 |