SFC Licences of TONG Shing Kit, Jack 湯承傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 1 08 November 2022
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 28 September 2021 08 November 2022
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 28 September 2021
Granville Financial Services Company Limited 均富金融服務有限公司 RE 2 04 April 2018 07 February 2020
Granville Financial Services Company Limited 均富金融服務有限公司 RE 1 04 April 2018 07 February 2020
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 2 04 December 2017 03 April 2018
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 04 December 2017 03 April 2018
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 17 July 2008 11 December 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 July 2008 11 December 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 28 June 2007 01 June 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 29 May 2007 01 June 2008
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 05 December 2006 21 May 2007
Credit Suisse Futures (Hong Kong) Limited RE 7 14 April 2005 21 September 2006
Credit Suisse Futures (Hong Kong) Limited RE 2 02 April 2004 21 September 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 April 2004 21 September 2006