SFC Licences of AU Chor Kin, Ringo 區楚堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 23 March 2010 01 August 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 23 March 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 23 March 2010
Cinda International Securities Limited 信達國際證券有限公司 RE 1 01 April 2003 05 March 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 05 March 2010
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2003 05 March 2010
Cinda International Securities Limited 信達國際證券有限公司 RE 9 01 April 2003 30 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 6 01 April 2003 30 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 7 01 April 2003 30 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 4 01 April 2003 30 December 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 5 01 April 2003 30 December 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 9 01 April 2003 30 December 2003