SFC Licences of PRICE Edmund Hugh Owain
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Corporate (Hong Kong) Limited | RO | 6 | 08 October 2010 | 12 March 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 08 October 2010 | 12 March 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 08 October 2010 | 12 March 2012 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 30 June 2009 | 08 October 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 30 June 2009 | 08 October 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 June 2009 | 08 October 2010 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |