SFC Licences of HO Chi Ho, Aaron 何志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Global Mastermind Investment Limited 環球大通投資有限公司 | RE | 9 | 21 March 2024 | |
Funderstone Asset Management (HK) Limited | RO | 9 | 29 September 2021 | 31 October 2023 |
Funderstone Securities Limited | RO | 9 | 29 September 2021 | 31 October 2023 |
Funderstone Securities Limited | RO | 4 | 29 September 2021 | 31 October 2023 |
Funderstone Securities Limited | RO | 1 | 29 September 2021 | 31 October 2023 |
Funderstone Futures Limited | RO | 9 | 29 September 2021 | 31 October 2023 |
Funderstone Futures Limited | RE | 5 | 10 September 2021 | 31 October 2023 |
Funderstone Futures Limited | RE | 2 | 10 September 2021 | 31 October 2023 |
Funderstone Asset Management (HK) Limited | RE | 9 | 10 September 2021 | 29 September 2021 |
Funderstone Securities Limited | RE | 9 | 10 September 2021 | 29 September 2021 |
Funderstone Securities Limited | RE | 4 | 10 September 2021 | 29 September 2021 |
Funderstone Securities Limited | RE | 1 | 10 September 2021 | 29 September 2021 |
Funderstone Futures Limited | RE | 9 | 10 September 2021 | 29 September 2021 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RO | 4 | 23 December 2010 | 04 August 2021 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RO | 1 | 23 December 2010 | 04 August 2021 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 23 December 2010 | 04 August 2021 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 23 December 2010 | 04 August 2021 |
Emperor Securities Limited 英皇證券有限公司 | RO | 4 | 26 August 2010 | 04 August 2021 |
Emperor Asset Management Limited 英皇資產管理有限公司 | RO | 9 | 03 November 2009 | 04 August 2021 |
Emperor Asset Management Limited 英皇資產管理有限公司 | RO | 4 | 03 November 2009 | 04 August 2021 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 14 September 2009 | 26 August 2010 |
Emperor Securities Limited 英皇證券有限公司 | RO | 1 | 17 June 2008 | 04 August 2021 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 10 June 2008 | 17 June 2008 |
Partners Capital Securities Limited 博大證券有限公司 | RO | 1 | 02 April 2007 | 26 April 2008 |
Partners Capital Securities Limited 博大證券有限公司 | RE | 1 | 15 March 2007 | 02 April 2007 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 2 | 11 April 2006 | 31 January 2007 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 1 | 17 October 2005 | 31 January 2007 |
Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 01 April 2003 | 30 September 2005 |
Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 6 | 01 April 2003 | 21 February 2005 |
Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 4 | 01 April 2003 | 21 February 2005 |
Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 9 | 01 April 2003 | 21 February 2005 |